ISO-IEC-27001-Lead-Auditor Reliable Cram Materials - Free PDF Quiz Realistic PECB Valid Test PECB Certified ISO/IEC 27001 Lead Auditor exam Testking
ISO-IEC-27001-Lead-Auditor Reliable Cram Materials - Free PDF Quiz Realistic PECB Valid Test PECB Certified ISO/IEC 27001 Lead Auditor exam Testking
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PECB Certified ISO/IEC 27001 Lead Auditor exam Sample Questions (Q304-Q309):
NEW QUESTION # 304
During an audit, the audit team leader reached timely conclusions based on logical reasoning and analysis. What professional behaviour was displayed by the audit team leader?
- A. Perceptive
- B. Ethical
- C. Open minded
- D. Decisive
Answer: D
Explanation:
According to the PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, one of the professional behaviours expected from an audit team leader is to be decisive, which means to "reach timely conclusions based on logical reasoning and analysis" (page 8). Being open minded, ethical, and perceptive are also desirable qualities for an audit team leader, but they do not match the description given in the question. Reference: PECB Candidate Handbook for ISO/IEC 27001 Lead Auditor, page 8.
NEW QUESTION # 305
Who are allowed to access highly confidential files?
- A. Non-employees designated with approved access and have signed NDA
- B. Employees with signed NDA have a business need-to-know
- C. Contractors with a business need-to-know
- D. Employees with a business need-to-know
Answer: D
Explanation:
Explanation
According to ISO/IEC 27001:2022, clause 8.2.1, the organization shall ensure that access to information and information processing facilities is limited to authorized users based on the access control policy and in accordance with the business requirements of access control2. Therefore, only employees with a business need-to-know are allowed to access highly confidential files, and not contractors, non-employees or employees with signed NDA. References: ISO/IEC 27001:2022 Lead Auditor (Information Security Management Systems) | CQI | IRCA
NEW QUESTION # 306
As the Information Security Management System audit team leader, you are conducting a second-party audit of an international logistics company on behalf of an online retailer. During the audit, one of your team members reports a nonconformity relating to control 5.18 (Access rights) of Appendix A of ISO/IEC 27001:
2022. She found evidence that removing the server access protocols of 20 people who left in the last 3 months took up to 1 week whereas the policy required removing access within 24 hours of their departure.
When the auditee was asked why there was a delay in removing access they replied, 'no one was available in the IT department during that period as a result of COVID-19. As soon as an IT officer became available the rights were removed.
You note that she intends to raise a minor non-conformity against Access rights control (5.18). How should you respond to this?
- A. Require additional audit evidence to be obtained before determining whether a non-conformity is appropriate.
- B. Disagree with the raising of the minor nonconformity as appropriate action was taken at the earliest opportunity. Instead raise an opportunity for improvement.
- C. Agree with the raising of the minor non-conformity against 5.18.
- D. Disagree with the raising of the minor nonconformity, there is sufficient evidence to justify an escalation to a major non-conformity.
- E. Disagree with the raising of a minor conformity as appropriate action was taken at the earliest opportunity Take no further action.
- F. Agree with the raising of a minor non-conformity but against control 5.15, not 5.18.
Answer: F
NEW QUESTION # 307
Scenario 4: SendPay is a financial company that provides its services through a network of agents and financial institutions. One of their main services is transferring money worldwide. SendPay, as a new company, seeks to offer top quality services to its clients. Since the company offers international transactions, it requires from their clients to provide personal information, such as their identity, the reason for the transactions, and other details that might be needed to complete the transaction. Therefore, SendPay has implemented security measures to protect their clients' information, including detecting, investigating, and responding to any information security threats that may emerge. Their commitment to offering secure services was also reflected during the ISMS implementation where the company invested a lot of time and resources.
Last year, SendPay unveiled their digital platform that allows money transactions through electronic devices, such as smartphones or laptops, without requiring an additional fee. Through this platform, SendPay's clients can send and receive money from anywhere and at any time. The digital platform helped SendPay to simplify the company's operations and further expand its business. At the time, SendPay was outsourcing its software operations, hence the project was completed by the software development team of the outsourced company. The same team was also responsible for maintaining the technology infrastructure of SendPay.
Recently, the company applied for ISO/IEC 27001 certification after having an ISMS in place for almost a year. They contracted a certification body that fit their criteri a. Soon after, the certification body appointed a team of four auditors to audit SendPay's ISMS.
During the audit, among others, the following situations were observed:
1. The outsourced software company had terminated the contract with SendPay without prior notice. As a result, SendPay was unable to immediately bring the services back in-house and its operations were disrupted for five days. The auditors requested from SendPay's representatives to provide evidence that they have a plan to follow in cases of contract terminations. The representatives did not provide any documentary evidence but during an interview, they told the auditors that the top management of SendPay had identified two other software development companies that could provide services immediately if similar situations happen again.
2. There was no evidence available regarding the monitoring of the activities that were outsourced to the software development company. Once again, the representatives of SendPay told the auditors that they regularly communicate with the software development company and that they are appropriately informed for any possible change that might occur.
3. There was no nonconformity found during the firewall testing. The auditors tested the firewall configuration in order to determine the level of security provided by these services. They used a packet analyzer to test the firewall policies which enabled them to check the packets sent or received in real-time.
Based on this scenario, answer the following question:
Regarding the third situation observed, auditors themselves tested the configuration of firewalls implemented in SendPay's network. How do you describe this situation? Refer to scenario 4.
- A. Unacceptable, the auditors should only observe the testing of system or equipment configurations and not test the system themselves
- B. Acceptable, technical evidence is required to validate the operation of technical processes
- C. Unacceptable, firewall configurations should not be tested during an audit since this can have an impact systems' operation
Answer: B
Explanation:
It is acceptable and often necessary for auditors to test technical controls such as firewalls to validate the operation and effectiveness of these processes during an ISMS audit. This hands-on testing provides concrete, technical evidence of the security measures' performance.
NEW QUESTION # 308
We can leave laptops during weekdays or weekends in locked bins.
- A. True
- B. False
Answer: B
NEW QUESTION # 309
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